摘要如今,资本市场成为国民经济的重要组成部分,上市公司的一举一动不仅仅是自身的经营行为,更是关系到了广大投资者的利益,所以一旦发生违规行为会备受关注。本文希望通过对上市公司董事会的一些特征数据的研究,能发现其与上市公司违规行为的联系,旨在能够通过这样的客观数据,直观有效的判断上市公司违规的可能性,为广大投资者提供一种全新的可靠的评估上市公司价值的途径。本文通过统计模型的建立和大量数据的分析,研究董事会的主要特征:董事会规模,独立董事比例,两职合一情况,董事会会议次数,各自与上市公司违规行为的影响关系,查明具体的影响趋势。66166
毕业论文关键词 上市公司 董事会特征 违规
毕 业 论 文 外 文 摘 要
Title Effects of board characteristics on listing Corporation violations
Abstract
Today, the capital market has become an important part of the national economy, listing Corporation's every act and every move is not just its business, it is related to the interests of the investors, In the event of irregularities will be cause for concern. This paper hopes to study some of the characteristics of data on the listing Corporation's board, can find its relationship with listing Corporation violations, which can be based on the objective data that, intuitively and effectively judge the listing Corporation the possibility of illegal, provide a new reliable assessment of the value of listing Corporation for the vast number of investors. In this paper, through the analysis of the statistical model and a lot of data, the main characteristics of the board: board size, proportion of independent directors, One case two jobs situation, the frequency of board meetings, affect their relationship with listing Corporation violations, identify the influence trend of concrete.
Keywords Listing Corporation The characteristics of board of directors Illegal
目 次
1 引言 1
2 基本概念概述 2
2.1 董事会特征概述 2
2.2 上市公司违规行为的形态 2
3 我国上市公司董事会建设与违规行为现状分析 4
3.1 我国董事会现状 4
3.2 上市公司违规行为现状分析 6
4 文献回顾与假设提出 8
4.1 董事会规模与上市公司违规行为 8
4.2 独立董事比例与上市公司违规行为 8
4.3 “两职合一”与上市公司违规行为 8
4.4 董事会会议次数与上市公司违规行为 9
5 实证研究设计与结果分析 11
5.1 样本选择 11
5.2 变量界定与模型设计 11
5.3 描述性统计 12
5.4 相关性分析